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Federal Securities Law Regulations Forms

The Federal Securities LawRegulations & Forms is an abbreviated version of the Federal Securities Law Reporter. This compact and affordably priced set of five volumes focuses on the basic laws that make up the legal foundation of the federal securities industry: Securities Act of 1933 Securities Exchange Act of 1934 Public Utility Holding Company Act of 1935 Trust Indenture Act of 1939 Investment Company Act of 1940 Investment Advisers Act of 1940 Sarbanes-Oxley Act of 2002 Dodd- Frank Wall Street Reform and Consumer Protection Act of 2010 (Titles I, II, IV, VII, VIII, IX, XII, XV and XVI) Subscribe today to: Receive all the necessary information for basic compliance of federal securities laws in a compact reference perfect for deskto

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