SEC Today


Each day, SEC Today covers the latest SEC news and policymaking, including: Top Story of the Day — Each issue of SEC Today begins with a cover story detailing an issue or event of interest to the securities industry. No-Action Letters — All no-action letters released by the SEC are categorized and listed in SEC Today. Each list contains the name of the requesting party and the acts, sections and rules addressed in the SEC’s response. The SEC News Digest — This daily guide of SEC activity includes listings of Commission Announcements, Enforcement Proceedings, Rules and Related Matters, including Releases under the Investment Company and Investment Advisor Acts and those for Self-Regulatory Organizations. In addition

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